| Above the Fold |
June 11, 2012 |
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| The Pulse |
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| Important deadlines for smaller RIAs |
| By Rich White |
| Under the Dodd-Frank law, most Registered Investment Advisers (RIAs) with assets under management (AUM) below $100 million will soon be required to withdraw SEC registrations and register with the state where their primary office is located. The SEC has estimated that 4,100 RIAs must make this change, and time is of the essence…Read more |
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| Overheard on BenefitsPro |
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 But doesn't this also put the employer on the hook for having made payments out to reimburse employees for a medical expense, based on money they have pledged to deposit, but if they quit or are terminated after they have received a payout in excess of their deposits, then the employer has to eat that balance? The use it or lose it provision was to also balance out the employer's exposure. Or is that not a concern?
-- Ted Henderson, House kills FSA 'use-or-lose' rule
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