|
New this week at WealthManagerWeb.com
 |
FCIC Subpoenas Goldman Sachs & Co. |
| |
June 8, 2010 - By
KATHLEEN M. McBRIDE
The Fraud Enforcement and Recovery Act of 2009 gives FCIC power to compel Goldman Sachs to produce missing witnesses and documents…
Read More |
|
Family Office Leaders Call for Fiduciary Standard |
| |
June 8, 2010 - By
KATHLEEN M. McBRIDE
Leaders urge Congress to 'Fight for All Investors and Put the Fiduciary Standard in Wall Street Reform'…
Read More |
|
LPL Financial's IPO: The Competitive Equation |
| |
June 7, 2010 - By
JANET P. LEVAUX
LPL Financial, which filed an S-1 statement with the SEC on June 4, to go public with a stock offering, had 11,950 affiliated representatives as of April 1, 2010, a self-reported number gathered as part of Investment Advisor's broker/dealer survey…
Read More |
|
LPL Financial's IPO: Behind the Numbers |
| |
June 7, 2010 - By
KATHLEEN M. McBRIDE
Unique model could be promising; there's some debt and questions, as for all firms, about the effect of regulatory reform…
Read More |
|
Warren Buffett Testifies at FCIC Hearing |
| |
June 2, 2010 - By
KATHLEEN M. McBRIDE
The Financial Crisis Inquiry Committee pounds Moody's about failures in rating mortgage-backed securities…
Read More |
|
Financial Crisis Committee Grills Moody's on Ratings Failures |
| |
June 2, 2010 - By
KATHLEEN M. McBRIDE
Moody's executive says they "could not turn a deal down."…
Read More |
|
Web Seminar Preview: Five Things You May Not Know About Women and Wealth |
| |
June 9, 2010 - By
KATHLEEN M. McBRIDE
Wealth Manager's 50 Top Women in Wealth are changing Wall Street in ways that may surprise you…
Read More |
WM Exclusive: Jeffrey Gundlach
Also at WealthManagerWeb.com
|
Web Seminar
 |
Join me for Wealth Manager's 50 Top Women in Wealth |
| |
5 Things
You May Not Know About Women and Wealth
Date: Wednesday, June 9, 2010
Time: 3:00 - 4:00 pm ET
Cost: Free
Join us and two of the 50 Top Women in Wealth as they discuss trends at the top
of independent registered investment advisors and broker/dealers.
Sign up here.
Women have a great deal to offer as wealth managers, and clients realize and appreciate this.
More and more women are taking on senior roles in the industry, making important contributions,
both in advisory and executive roles; in academia and in Washington.
The Panelists:
 |
Michelle Smith
Co-founder and Managing Director of Alexandra & James Co., LLC |
 |
Amy Webber
President and COO of Cambridge Investment Research, Inc. |
Moderated by:
 |
Kate McBride
Editor in Chief, WealthManagerWeb.com |
Sign up for this free Web Seminar
|
|
