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New this week at WealthManagerWeb.com
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As Goldman Fraud Case Raises SEC Self-Funding Issue and Reform Bill Looms, Schapiro Talks Reform |
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April 20, 2010 - By
MELANIE WADDELL
In exclusive interview, SEC Chairman comments on Dodd bill, fiduciary standard, and SEC staffing…
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SEC Charges Goldman Sachs with Fraud |
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April 16, 2010 - By
KATHLEEN M. McBRIDE
The SEC charged Goldman Sachs & Co. (GS&Co), and an employee, Fabrice Tourre, with fraud on April 16, "for making materially misleading statements and omissions…
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ETFs with Goldman Exposure Take Big Hits |
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April 19, 2010 - By
MICHAEL S. FISCHER
The SEC's filing against Goldman Sachs (GS) on April 16 reverberated across Wall Street, as several well-performing banking and diversified financial ETFs with GS exposure got hammered following the announcement…
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Affluent Investors Still Anxious |
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April 20, 2010 - By
KATHLEEN M. McBRIDE
Retirement and healthcare among top concerns in Merrill Lynch survey…
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Citigroup's Profit Soars; Morgan Venture Also Strong |
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April 20, 2010 - By
RON PECHTIMALDJIAN
Citi's earnings hit $4.4 billion; Smith Barney unit triples income…
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Blog: Wealth Manager: Viewpoint
See Kate McBride's newest blog post in Wealth Manager: Viewpoint, exploring the issues that affect wealth managers and their clients.
Also at WealthManagerWeb.com
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Morgan Stanley Hit with Huge Property Fund Loss |
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April 19, 2010 - By
MICHAEL S. FISCHER
Morgan Stanley expected to lose $5.4 billion, or 61%, of its $8.8 billion Real Estate Fund VI International…
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Venture Capital Fundraising Slowed in Q1 2010 |
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April 20, 2010 - By
MICHAEL S. FISCHER
Venture firms raised $3.6 billion from 32 funds during the first three months of the year, a 31% decline by dollar commitments and a 44% drop by number of funds year over year…
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New Toolkit Helps Advisors Build Business |
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April 15, 2010 - By
MICHAEL S. FISCHER
Commonwealth Financial Network has just rolled out Four-Corner Marketing, a multifaceted toolkit intended to help independent financial advisors grow their businesses…
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FINRA to Investors in Reverse Convertibles: Caveat Emptor |
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April 15, 2010 - By
MICHAEL S. FISCHER
While the high yields are attractive for some investors, it is essential to understand all of the risks behind the high yields of reverse convertibles. Enter with eyes wide open…
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Small Firms Lag in U.S. Recovery |
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April 14, 2010 - By
KATHLEEN M. McBRIDE
Small businesses are not out of the woods in the U.S recession…
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BarclayHedge Offers SEC-Compliant Video Service |
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April 14, 2010 - By
MICHAEL S. FISCHER
BarclayHedge TV will allow its registered managers of hedge funds, funds of funds and managed futures products to create and make available videotaped presentations online for current and prospective investors…
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