June 8, 2010

LPL Financial's IPO & Its Impact: Beating the Brokerage Competition
By Janet Levaux
With some 12,000 advisors, LPL Financial is the fifth-largest U.S. broker-dealer. Its IPO and growth plans could allow it to surpass its larger wirehouse rivals (Morgan Stanley, Merrill Lynch and Wells Fargo) within a year or two, experts say. more…
LPL Financial's Prospectus: Behind the Numbers
By Kathleen McBride
Unique independent brokerage model could be promising; there's some debt and questions, as for all firms, about the effect of regulatory reform. more…
LPL Financial's IPO: Rep Reaction
By Robert F. Keane and Marlene Y. Satter
How some key LPL-affiliated reps are responding to the B/D's plans more…
LPL Financial's IPO: Stock Market Overview
By Joyce Hanson
The number of IPOs so far has surged, comparing favorably to 2007's rate more…
LPL Financial's IPO: Recruiting Implications
By Marlene Y. Satter
What recruiters are saying about the independent broker-dealer's plans. more…
LPL Financial's IPO: An In-Depth Look from Expert Palaveev
By Michael S. Fischer
The pros and cons of LPL's size, assessed by broker-industry guru Philip Palaveev. more…
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