New this week at WealthManagerWeb.com
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Seven Important Factors in Investment Advisor Recruiting |
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April 27, 2010 - By
KATHLEEN M. McBRIDE
Seasoned brokers are leaving wirehouse firms and joining existing registered investment advisor (RIA), firms…
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Goldman Trader Tourre Denies SEC Fraud Charges in Congressional Testimony |
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April 27, 2010 - By
MELANIE WADDELL
Former head of Goldman's mortgage department says firm did nothing 'inappropriate'…
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Private Equity Secondary Market Heats Up |
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April 27, 2010 - By
MICHAEL S. FISCHER
Deal activity on the private equity secondary market is set to increase significantly in the near term…
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Capital Analysts Hires Former FPA President |
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April 26, 2010 - By
KATHLEEN M. McBRIDE
Jim Barnash to develop branches, advisors; firm recruits large wealth manager, too…
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Muni Customers Should Get Fair Prices, Says MSRB |
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April 26, 2010 - By
MICHAEL S. FISCHER
The Municipal Securities Rulemaking Board (MSRB) has requested comments on a proposal to standardize the way brokers and dealers set market prices for municipal securities…
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Goldman Sachs, Suitability and the Fiduciary Standard |
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April 21, 2010 - By
KATHLEEN M. McBRIDE
What duty does a broker/dealer have when creating securities for clients with opposing interests?
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Blog: Managing the Risk
Read Andrew McElwee's newest blog post in Managing the Risk, where he explores the sometimes unusual risks of wealthy clients.
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The Mille Miglia
April 20, 2010 - By
ANDREW MCELWEE
Italy's famed 1,000-mile long vintage racecar rally has its roots in the Brescia Automobile Club, which launched the first race in 1927…
Read More
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Also at WealthManagerWeb.com
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