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Week Four: Round-up
WealthManagerWeb.com  |   News  |   Podcasts  |   Webinars April 28, 2010

New this week at WealthManagerWeb.com

Seven Important Factors in Investment Advisor Recruiting
  April 27, 2010 - By KATHLEEN M. McBRIDE
Seasoned brokers are leaving wirehouse firms and joining existing registered investment advisor (RIA), firms… Read More
Goldman Trader Tourre Denies SEC Fraud Charges in Congressional Testimony
  April 27, 2010 - By MELANIE WADDELL
Former head of Goldman's mortgage department says firm did nothing 'inappropriate'… Read More
Private Equity Secondary Market Heats Up
  April 27, 2010 - By MICHAEL S. FISCHER
Deal activity on the private equity secondary market is set to increase significantly in the near term… Read More
Capital Analysts Hires Former FPA President
  April 26, 2010 - By KATHLEEN M. McBRIDE
Jim Barnash to develop branches, advisors; firm recruits large wealth manager, too… Read More
Muni Customers Should Get Fair Prices, Says MSRB
  April 26, 2010 - By MICHAEL S. FISCHER
The Municipal Securities Rulemaking Board (MSRB) has requested comments on a proposal to standardize the way brokers and dealers set market prices for municipal securities… Read More
Goldman Sachs, Suitability and the Fiduciary Standard
  April 21, 2010 - By KATHLEEN M. McBRIDE
What duty does a broker/dealer have when creating securities for clients with opposing interests? Read More

Blog: Managing the Risk

Read Andrew McElwee's newest blog post in Managing the Risk, where he explores the sometimes unusual risks of wealthy clients.

Andrew McElwee

The Mille Miglia
April 20, 2010 - By ANDREW MCELWEE
Italy's famed 1,000-mile long vintage racecar rally has its roots in the Brescia Automobile Club, which launched the first race in 1927… Read More


Also at WealthManagerWeb.com

Bank of America's Krawcheck Embraces Fiduciary Standard
  April 22, 2010 - By KATHLEEN M. McBRIDE
She suggested that the financial industry re-imagine itself and, "do right by our clients by embracing our fiduciary responsibility for them."… Read More
High-Net-Worth Americans Feeling "Slightly Wealthier"
  April 23, 2010 - By MICHAEL S. FISCHER
Prospects for economic recovery are looking up if the attitudes of U.S. high-net-worth consumers can be credited… Read More
Obama Presses for Swift Action on Reform; CBO Estimates Cost of Dodd Bill
  April 22, 2010 - By MELANIE WADDELL
During his speech in New York on April 22, President Obama pushed Wall Street to support the financial services reform package… Read More
Private Placements: FINRA Guidance
  April 22, 2010 - By KATHLEEN M. McBRIDE
FINRA issues a Regulation D reminder… Read More
Foundations' Grant Making Plummeted in 2009
  April 21, 2010 - By MICHAEL S. FISCHER
Foundation Center forecasts modest improvement in 2011… Read More
Keeley Rolls Out Alternative Value Fund
  April 22, 2010 - By MICHAEL S. FISCHER
Keeley Asset Management Corp. has launched the KEELEY Alternative Value Fund in two share classes… Read More


Survey Alert!

Watch our Web site, WealthManagerWeb.com, and this newsletter, to participate in the Top Wealth Manager Annual Survey and Rankings, coming soon. It's the only way to be included in the 2010 Top Wealth Manager Ranking by average AUM per client. How will your firm measure up?



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